Customize Consent Preferences

We use cookies to help you navigate efficiently and perform certain functions. You will find detailed information about all cookies under each consent category below.

The cookies that are categorized as "Necessary" are stored on your browser as they are essential for enabling the basic functionalities of the site. ... 

Always Active

Necessary cookies are required to enable the basic features of this site, such as providing secure log-in or adjusting your consent preferences. These cookies do not store any personally identifiable data.

Analytical cookies are used to understand how visitors interact with the website. These cookies help provide information on metrics such as the number of visitors, bounce rate, traffic source, etc.

Performance cookies are used to understand and analyze the key performance indexes of the website which helps in delivering a better user experience for the visitors.

Advertisement cookies are used to provide visitors with customized advertisements based on the pages you visited previously and to analyze the effectiveness of the ad campaigns.

No cookies to display.

hamburger
Point Nine Left Banner Point Nine Right Banner
Back Knowledge base

ESMA Investment Firms (IF)

2014-02-12 09:02:34

The Omnibus Directive requires ESMA to establish a list of all investment firms in the European Union. The Registries database centralises all the relevant information in this regard received from the national competent authorities, and contains information on the services or activities for which the investment firm is authorised.

The list of investment firms authorised by the national competent authorities of the Member States also includes information on the services and activities for which the relevant investment firm is authorised and on published administrative measure, sanctions or criminal sanctions relating to the relevant investment firm that may have been imposed pursuant to the provisions of national law implementing MAD and MiFID II].

This database contains also data related to European Economic Area (EEA) / European Free Trade Association (EFTA) States based on the notifications received by ESMA, the publication of which does not affect the status of incorporation of relevant EU law into the EEA Agreement and any related legal consequences.

Above list will be updated daily at 00:00 UTC.


    Disclaimer: The content of this website is for general information purposes only. No other use of the content is permitted without the prior written consent of Point Nine. The content of the information found on our website is not comprehensive and does not constitute legal, financial, trading or regulatory advice. Although the information provided through the website is obtained through reliable sources, cannot substitute professional advice nor guarantee the accuracy, validity, timeliness or completeness of any information or data made available to you. Point Nine accepts no responsibility for any loss whatsoever and howsoever arising which might occur from reliance by any person on the content of this website.