In the complex landscape of financial regulations, firms operating in the derivatives and securities markets must comply with multiple reporting requirements, including EMIR, UK EMIR, UK MiFIR, SFTR, and ASIC. Ensuring accurate and timely reporting while managing errors, warnings, and workflow tracking can be a challenging task.
At Point Nine, we provide a fully automated trade and transaction reporting solution that helps firms meet their regulatory obligations efficiently and with confidence. Our system ensures compliance across multiple regulatory regimes, minimising operational risks and enhancing transparency.
Comprehensive and Automated Reporting
Point Nine’s system is designed to support firms in meeting their reporting requirements with minimal manual intervention. Our fully automated platform enables:
- End-to-End Reporting Workflow – From data ingestion and validation to submission and reconciliation, our system seamlessly manages the entire reporting process.
- Multi-Regime Coverage – We support reporting for EMIR, UK EMIR, UK MiFIR, SFTR, and ASIC, ensuring compliance with each regulation’s specific requirements.
- Error and Warning Management – Our system automatically detects and highlights errors and warnings within your submissions, allowing you to address issues promptly before regulatory deadlines.
- Email Notifications – Users receive automated email summaries detailing reporting status, including errors, warnings, and submission confirmations, keeping compliance teams informed at all times.
Proactive Monitoring with Custom Alerts
Point Nine’s Portal enhances monitoring capabilities by allowing users to set up customised alerts based on specific conditions. This ensures proactive compliance management, reducing the risk of failed or incomplete submissions.
- Workflow Execution Alerts – Users can configure alerts to verify if a reporting workflow has run based on predefined conditions, ensuring that no submission is missed.
- Real-Time Dashboard – The portal provides a clear overview of reporting status, making it easy to track pending submissions, errors, and successful reports across different regimes.
- Exception Handling – Our system flags discrepancies and reconciliation breaks, enabling firms to take immediate corrective action.
Why Choose Point Nine?
- Regulatory Expertise – As a trusted third-party service provider, we specialize in trade and transaction reporting across multiple jurisdictions.
- Reliability & Accuracy – Our system is designed to ensure data integrity, reduce regulatory risk, and improve operational efficiency.
- Seamless Integration – We use simple integration methods, making it easy to connect our platform with your existing systems.
- Proactive Compliance Management – Automated notifications, real-time dashboards, and custom alerts help firms stay ahead of reporting obligations.
Stay Compliant with Confidence
In an evolving regulatory landscape, financial institutions need a reliable, automated, and intelligent reporting solution to meet compliance requirements without unnecessary complexity. Point Nine ensures that your trade and transaction reporting process is efficient, accurate, and fully compliant with EMIR, UK EMIR, UK MiFIR, SFTR, and ASIC.
Let us handle the complexity while you focus on your core business.
Contact Point Nine today to learn how we can enhance your reporting efficiency and compliance strategy.
